Compliance Management Systems 

We will provide you with a thorough understanding of how to identify and  evaluate your organisation’s compliance risks, in accordance with ISO 37301:2021. Understand basic compliance management concepts, definitions, and approaches, including the organisation and its context, the commitment required from top management, how to establish effective reporting processes, controlling documented information, controlling nonconformities, conducting corrective actions and how to perform internal audits of your system. 

You will demonstrate your knowledge gained through activities and scenarios, applying your knowledge with continual feedback from compliance professionals. Our trainers provide real-world case studies, drawing on their experiences to demonstrate its application and business value. Gain access to industry professionals and leave the workshop with a pragmatic approach to compliance from PwC, a global brand in compliance management.

Compliance 101

• What is “compliance”?
• What makes a healthy organisation?
• High Level Structure 
• What is a management system?
• What is compliance?

ISO 37301:2021 Compliance Management Systems Standard 

• Understanding organisational context
• Governance principles 
• Compliance requirements and commitments 
• Identification of risks 
• Risk framework review 
• Leadership and commitment 
• Roles, responsibilities and authorities 
• Compliance functions 
• Organisational structure
• Planning – actions and objectives
• Support  – resources
• Competence and training
• Compliance culture 
• Operation – planning, controls and procedures
• Outsourced processes
• Performance evaluation – monitoring
• Information and root cause analysis
• Barriers to effective reporting 
• Management review 
• Improvement – non conformities, noncompliance, corrective actions

There are no qualifications with this course. Participants will receive a Certificate of Attendance. 

This course has the equivalent of 16 Professional Development (PD) points.

There are no prerequisites for this course.

There is no formal assessment as part of this workshop, however, you will go through several practice tasks and workshops to demonstrate the application of the risk management theory and principles. The structure of the workshop will aid in your understanding, providing the opportunity to ask questions and partake in group discussions.

The course will introduce anyone to the compliance management framework and approach. It is suitable for those without, or with limited to moderate experience in compliance management and are looking to ensure industry best practice is applied consistently. Particularly:

• leadership and management positions in all industries who would benefit from learning a robust compliance management approach to improve their own organisation’s practices,
• project managers will better understand why we manage compliance and how it can translate to their projects to deliver better outcomes, and
• line management and process owners will understand what compliance management is, and why it’s important in their role to identify and manage compliance.

How to enrol

PwC offers a streamlined enrolment process – either enrol directly into your course online, or call us on 1300 95 96 92 to enrol over the phone.

Discounts for multiple attendees are available – Please call us to find out what discounts can be applied.

How to pay

We offer a variety of payment methods:

• Direct debit
• Credit card
• Cheque
• Payment plans

Payment plans

We are able to arrange flexible payment plans on an individual basis. Please be aware that your certificate will be held until full payment has been received.

Delivery

Public – Face to face

Our regular public courses are conducted in capital cities and key regional centres in Australia and New Zealand. You will enjoy an excellent learning experience in a premium training venue, and;

• We never cancel courses – book with confidence
• Class sizes are kept to manageable numbers – so everybody learns
• No homework or take-home assessment! All work is completed in course time – we know you’re busy
• No major exam – we assess you as you go

Public – Virtual/Online

In response to COVID-19 and social distancing, we’ve developed an online digital classroom to deliver our courses virtually and keep the interaction and engagement between trainer and participants. Our virtual training platform incorporates:

• Group exercises – facilitated by mini break out workshops amongst the team
• Ability to ask questions in real time
• Built in note taking and tracking of course materials
• You can interact with participants throughout the session through a chat functionality
• Online assessments providing a streamlined marking process

Our aim is to recreate the classroom experience in a safe, virtual environment, maintaining the fun and engaging experience our clients find useful and valuable.

In house – Face to face or virtual

In house training can provide a cost-effective training solution for organisations with a number of staff who require training. We can also customise a course to suit your own individual needs, and include your own audit documentation. Call us on 1300 95 96 92 for a quote and to discuss your individual training needs.